Philadelphia Stock Exchange

Results: 603



#Item
591Stock market / Financial markets / Economy of New York City / Economy of the United States / NASDAQ / Order / Philadelphia Stock Exchange / OMX / Short / Investment / Financial economics / Business

SR-Phlx[removed]Page 27 of 33 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is underlined;

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Language: English - Date: 2014-07-10 08:06:51
592Financial markets / United States securities law / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Philadelphia Stock Exchange / Short / NASDAQ / Financial economics / Investment / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]July 10, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness o

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Language: English - Date: 2014-07-11 08:05:25
593Philadelphia Stock Exchange / NASDAQ / Rebate / Exchange-traded fund / OMX / Financial economics / Economy of the United States / Investment

SR-Phlx[removed]EXHIBIT 5 New text is underlined; deleted text is in brackets. NASDAQ OMX PHLX LLC1 PRICING SCHEDULE ALL BILLING DISPUTES MUST BE SUBMITTED TO THE EXCHANGE IN

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Language: English - Date: 2014-05-12 09:45:39
594Investment / United States Securities and Exchange Commission / NASDAQ / Financial economics / Philadelphia Stock Exchange / Securities Exchange Act / Order / Economy of the United States / Stock market / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 7, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to

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Language: English - Date: 2014-07-08 08:14:11
595Finance / Options Clearing Corporation / Philadelphia Stock Exchange / Exchange-traded fund / International Securities Exchange / Order / Securities Exchange Act / NASDAQ / Short / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]December 11, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

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Language: English - Date: 2013-12-12 11:17:54
596Investment / Stock market / Self-regulatory organizations / Mathematical finance / Options Clearing Corporation / Philadelphia Stock Exchange / NASDAQ / Algorithmic trading / Chicago Board Options Exchange / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]December 11, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Language: English - Date: 2013-12-12 11:16:36
597Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / Motion / NASDAQ / Securities Exchange Act / Demurrer / United States / Law / Economy of the United States / United States securities law

PennMont Securities and Joseph D. Carapico

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Language: English - Date: 2010-04-23 15:03:41
598Self-regulatory organizations / Securities Exchange Act / U.S. Securities and Exchange Commission / Philadelphia Stock Exchange / Economy of the United States / Financial regulation / Financial system / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Opinion in the Matter of Lawrence Gage

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Language: English - Date: 2006-10-13 16:25:27
599Philadelphia Stock Exchange / Options Clearing Corporation / NASDAQ / Chicago Board Options Exchange / International Securities Exchange / NYSE Arca / Rebate / Financial Industry Regulatory Authority / OMX / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 16, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Disapproving Proposed Rule Change to Offer a Rebate Based on Me

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Language: English - Date: 2014-07-17 06:30:54
600Finance / Market maker / Short / Algorithmic trading / Rebate / Philadelphia Stock Exchange / Exchange-traded fund / Fee / Market liquidity / Financial markets / Financial economics / Investment

SR-Phlx[removed]Page 32 of 37 EXHIBIT 5 New text is underlined, deleted text is in brackets.

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Source URL: www.sec.gov

Language: English - Date: 2014-07-17 08:38:47
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